Filing Details
- Accession Number:
- 0000930413-12-006654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 12:12:44
- Reporting Period:
- 2012-12-20
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 12:12:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878932 | Equus Total Return Inc. | EQS | () | 760345915 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1493101 | Bertrand Pallieres Des | C/O Equus Total Return, Inc. 8 Greenway Plaza, Suite 930 Houston TX 77046 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-20 | 986,842 | $2.65 | 2,017,298 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Includes 60,369 shares held directly by the Reporting Person and 970,087 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.
- Includes 986,842 shares purchased on December 20, 2012 by Lansdowne Capital S.A., a Luxembourg company that is indirectly wholly owned by the Reporting Person.
Billionaire Hedge Funds
