Filing Details
- Accession Number:
- 0001181431-12-066434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-20 21:02:18
- Reporting Period:
- 2012-12-18
- Filing Date:
- 2012-12-20
- Accepted Time:
- 2012-12-20 21:02:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000298 | Impac Mortgage Holdings Inc | IMH | Real Estate Investment Trusts (6798) | 330675505 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 928162 | J Leigh Abrams | 19500 Jamboree Road Irvine CA 92612 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-18 | 30,000 | $0.53 | 37,710 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-18 | 15,000 | $14.56 | 22,710 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-18 | 30,000 | $0.00 | 30,000 | $0.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-06-09 | 2019-06-09 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $2.73 | 2011-12-03 | 2020-12-03 | 6,000 | 6,000 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $13.81 | 2013-11-27 | 2022-11-27 | 12,000 | 12,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-12-03 | 6,000 | 6,000 | Direct |
| 2022-11-27 | 12,000 | 12,000 | Direct |
Footnotes
- Includes 6,000 shares of common stock underlying Deferred Stock Units (DSUs) granted under the Non-Employee Director Deferred Stock Unit Award Program so that each DSU represents a contingent right to receive one share of common stock. The DSUs vest annually in 1/3 increments beginning on December 3, 2011; however, the shares are distributed only upon termination of the Reporting Person's services as a director of the Issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.42 to $14.70. The reporting person undertakes to provide to Impac Mortgage Holdings, Inc., any security holder of Impac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- These options are fully vested.
- The awards vest annually in 1/3 increments beginning on December 3, 2011.
- The awards vest equally annually in 1/2 increments beginning on November 27, 2013.
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