Filing Details

Accession Number:
0001181431-12-066418
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-20 20:00:20
Reporting Period:
2012-12-18
Filing Date:
2012-12-20
Accepted Time:
2012-12-20 20:00:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1408356 Solarcity Corp SCTY Construction - Special Trade Contractors (1700) 020781046
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1074910 C Timothy Draper C/O Draper Fisher Jurvetson
2882 Sand Hill Road, Suite 150
Menlo Park CA 94025
Yes No Yes No
1106255 P L Associates Draper C/O Draper Fisher Jurvetson
2882 Sand Hill Road, Suite 150
Menlo Park CA 94025
Yes No Yes No
1304934 N H John Fisher C/O Draper Fisher Jurvetson
2882 Sand Hill Road, Suite 150
Menlo Park CA 94025
Yes No Yes No
1314917 T Stephen Jurvetson C/O Draper Fisher Jurvetson
2882 Sand Hill Road, Suite 150
Menlo Park CA 94025
Yes No Yes No
1375505 Draper Fisher Jurvetion Partners Growth Fund 2006 Llc C/O Draper Fisher Jurvetson
2882 Sand Hill Road, Suite 150
Menlo Park CA 94025
Yes No Yes No
1385373 Draper Fisher Jurvetson Fund Ix Lp C/O Draper Fisher Jurvetson
2882 Sand Hill Road, Suite 150
Menlo Park CA 94025
Yes No Yes No
1385453 Draper Fisher Jurvetson Growth Fund 2006 Lp C/O Draper Fisher Jurvetson
2882 Sand Hill Road, Suite 150
Menlo Park CA 94025
Yes No Yes No
1451791 Draper Fisher Jurvetson Partners X, Llc C/O Draper Fisher Jurvetson
2882 Sand Hill Road, Suite 150
Menlo Park CA 94025
Yes No Yes No
1451794 Draper Fisher Jurvetson Fund X, L.p. C/O Draper Fisher Jurvetson
2882 Sand Hill Road, Suite 150
Menlo Park CA 94025
Yes No Yes No
1476642 Draper Fisher Jurvetson Partners Ix, Llc C/O Draper Fisher Jurvetson
2882 Sand Hill Road, Suite 150
Menlo Park CA 94025
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-18 160,396 $0.00 160,396 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 7,561,714 $0.00 7,561,714 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 854,188 $0.00 854,188 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 177,612 $0.00 177,612 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 5,381,876 $0.00 5,381,876 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 204,916 $0.00 204,916 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 435,110 $0.00 435,110 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 26,098 $0.00 26,098 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 705,750 $8.00 8,267,464 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 450,000 $8.00 1,304,188 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 231,300 $8.00 5,613,176 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 19,125 $8.00 224,041 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 18,700 $8.00 453,810 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 13,750 $8.00 39,848 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2012-12-18 61,375 $8.00 61,375 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnotes
No 4 C Indirect See Footnotes
No 4 C Indirect See Footnotes
No 4 C Indirect See Footnotes
No 4 C Indirect See Footnotes
No 4 C Indirect See Footnotes
No 4 C Indirect See Footnotes
No 4 C Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2012-12-18 190,476 $0.00 190,476 $0.00
Common Stock Series C Preferred Stock Disposition 2012-12-18 7,495,366 $0.00 7,495,366 $0.00
Common Stock Series D Preferred Stock Disposition 2012-12-18 2,525,094 $0.00 2,525,094 $0.00
Common Stock Series E Preferred Stock Disposition 2012-12-18 739,370 $0.00 739,370 $0.00
Common Stock Series E-1 Preferred Stock Disposition 2012-12-18 1,440,000 $0.00 1,440,000 $0.00
Common Stock Series F Preferred Stock Disposition 2012-12-18 611,096 $0.00 611,096 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of the issuer's Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock automatically converted into one share of common stock upon the closing of the issuer's initial public offering and has no expiration date.
  2. These shares are owned directly by Draper Associates Riskmasters Fund, LLC.
  3. These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P.
  4. These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P.
  5. These shares are owned directly by Draper Associates, L.P.
  6. These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.
  7. These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC
  8. These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
  9. These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
  10. These shares are owned directly by Draper Associates Riskmasters Fund III, LLC.
  11. 6,380 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 179,238 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., and 4,858 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC.
  12. 3,526,570 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 125,548 of these shares are owned directly by Draper Associates, L.P., 3,467,356 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 95,566 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 280,326 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
  13. 68,158 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 907,252 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 605,042 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 12,880 of these shares are owned directly by Draper Associates, L.P., 822,216 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 24,586 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 66,474 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 18,486 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
  14. 347,874 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 12,384 of these shares are owned directly by Draper Associates, L.P., 342,034 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 9,426 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 27,652 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
  15. 752,800 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 26,800 of these shares are owned directly by Draper Associates, L.P., 592,128 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 20,400 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 47,872 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
  16. 24,754 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 204,470 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 216,928 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 141,346 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 5,542 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 11,428 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 6,628 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
  17. John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. (continue to footnote 18).
  18. The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010.
  19. The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Baily are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Baily. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.