Filing Details

Accession Number:
0000950172-12-000080
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-20 11:30:04
Reporting Period:
2012-12-20
Filing Date:
2012-12-20
Accepted Time:
2012-12-20 11:30:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1214816 Axis Capital Holdings Ltd AXS Fire, Marine & Casualty Insurance (6331) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1089446 P L Ii Trident C/O Citco Trustees (Cayman) Limited
89 Nexus Way
Camana Bay, Grand Cayman E9 KY1-1205
Yes No No No
1249878 Trident Capital Ii Lp C/O Citco Trustees (Cayman) Limited
89 Nexus Way
Camana Bay, Grand Cayman E9 KY1-1205
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-20 2,793,191 $35.22 5,431,310 No 4 S Direct
Common Stock Disposition 2012-12-20 78,135 $35.22 151,933 No 4 S Direct
Common Stock Disposition 2012-12-20 78,674 $35.22 152,980 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. This filing relates to shares of Common Stock of AXIS Capital Holdings Limited ("AXS"). Trident II, L.P. ("Trident") is making this joint filing on Form 4 on its behalf and on behalf of Trident Capital II, L.P. ("Trident GP"), Marsh & McLennan Capital Professionals Fund, L.P. ("CPF") and Marsh & McLennan Employees' Securities Company, L.P. ("ESC"). Trident, CPF and ESC have agreed that they will coordinate the timing of the sale of shares of Common Stock of AXS.
  2. This transaction in Table I relates to the disposition of shares of Common Stock of AXS by Trident. The general partners of Trident GP are four single member limited liability companies, each of which is owned by an individual who is a member of Stone Point Capital LLC, which serves as the manager of Trident. Each of these single member limited liability companies disclaims beneficial ownership of the shares of Common Stock of AXS, except to the extent of any pecuniary interest therein, that are, or may be deemed to be, beneficially owned by Trident or Trident GP. In addition, Trident and Trident GP disclaim beneficial ownership of shares of Common Stock of AXS that are, or may be deemed to be, beneficially owned by CPF or ESC.
  3. This transaction in Table I relates to the disposition of shares of Common Stock of AXS by CPF. The sole general partner of CPF is Stone Point GP Ltd., a company owned by certain individuals who are members of Stone Point Capital LLC, which serves as the investment manager of CPF. CPF disclaims beneficial ownership of shares of Common Stock of AXS that are, or may be deemed to be, beneficially owned by Trident or ESC.
  4. This transaction in Table I relates to the disposition of shares of Common Stock of AXS by ESC. Marsh & McLennan GP I, Inc., a subsidiary of Marsh & McLennan Companies, Inc., is the sole general partner of ESC. ESC disclaims beneficial ownership of shares of Common Stock of AXS that are, or may be deemed to be, beneficially owned by Trident or CPF.
  5. Charles A. Davis, a director of AXS, is one of the four general partners of Trident GP. Mr. Davis is also a director and shareholder of Stone Point GP Ltd., the entity that is the sole general partner of CPF. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of Trident II, CPF and ESC. By virtue of Mr. Davis being one of AXS's directors, each of Trident, Trident GP, CPF and ESC may be deemed to be a director by deputization.