Filing Details
- Accession Number:
- 0001127602-12-034721
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-20 11:27:16
- Reporting Period:
- 2012-12-19
- Filing Date:
- 2012-12-20
- Accepted Time:
- 2012-12-20 11:27:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1103811 | E Charles Scharlau | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-19 | 6,000 | $20.34 | 458,369 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-19 | 6,000 | $34.02 | 452,369 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-12-19 | 6,000 | $0.00 | 6,000 | $20.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-12-11 | 2013-12-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 50,379 | Indirect | by Charles Scharlau 2010 GRAT; Charles Scharlau, Trustee |
| Common Stock | 8,000 | Indirect | by Charles E. Scharlau III Trust, Charles Scharlau, Trustee |
| Common Stock | 523,794 | Indirect | by Family LLC |
| Common Stock | 100,000 | Indirect | Charles Scharlau 2012 GRAT; Charles Scharlau, Trustee |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $34.50 | 2013-12-06 | 2019-12-06 | 4,870 | 4,870 | Direct |
| Common Stock | Stock Options (Right to Buy) | $36.87 | 2012-12-08 | 2018-12-08 | 4,450 | 4,450 | Direct |
| Common Stock | Stock Options (Right to Buy) | $36.22 | 2011-12-09 | 2017-12-09 | 4,550 | 4,550 | Direct |
| Common Stock | Stock Options (Right to Buy) | $40.73 | 2010-12-10 | 2016-12-10 | 3,960 | 3,960 | Direct |
| Common Stock | Stock Options (Right to Buy) | $30.68 | 2009-12-11 | 2015-12-11 | 5,270 | 5,270 | Direct |
| Common Stock | Stock Options (Right to Buy) | $27.18 | 2008-12-13 | 2014-12-13 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-12-06 | 4,870 | 4,870 | Direct |
| 2018-12-08 | 4,450 | 4,450 | Direct |
| 2017-12-09 | 4,550 | 4,550 | Direct |
| 2016-12-10 | 3,960 | 3,960 | Direct |
| 2015-12-11 | 5,270 | 5,270 | Direct |
| 2014-12-13 | 6,000 | 6,000 | Direct |
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