Filing Details

Accession Number:
0000720672-12-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-19 16:09:39
Reporting Period:
2012-12-17
Filing Date:
2012-12-19
Accepted Time:
2012-12-19 16:09:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207218 W Thomas Weisel One Montgomery Street, Suite 3700
San Francisco CA 94104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-17 18,726 $31.17 372,796 No 4 S Direct
Common Stock Disposition 2012-12-18 20,727 $32.46 352,069 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 156,686 Indirect by Corporation
Common Stock 18,231 Indirect by Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 2011-02-08 175,617 175,617 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
175,617 175,617 Direct
Footnotes
  1. Units vest in 20% increments over a five year period.
  2. No expiration date for these Units.