Filing Details

Accession Number:
0001372677-12-000113
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-19 15:05:01
Reporting Period:
2012-12-18
Filing Date:
2012-12-19
Accepted Time:
2012-12-19 15:05:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1344980 Alliance Holdings Gp L.p. AHGP Bituminous Coal & Lignite Surface Mining (1221) 030573898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392145 Alliance Management Holdings Iii, Llc 1717 South Boulder Avenue, Suite 400
Tulsa OK 74119
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Disposition 2012-12-18 5,975 $30.00 354,341 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Units Call option (obligation to sell) Acquisiton 2012-12-18 5,975 $0.00 5,975 $30.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,005 2011-07-01 2013-07-01 No 4 P Direct
Footnotes
  1. AMH III entered into option agreements to sell 314,005common units of AHGP for an excercise price of $30.00 per common unit, the options are exercisable from July 1, 2011 through July 1, 2013. AMH III received consideration of $3.36 per common unit for each option.