Filing Details
- Accession Number:
- 0001181431-12-065744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-18 19:07:01
- Reporting Period:
- 2012-12-14
- Filing Date:
- 2012-12-18
- Accepted Time:
- 2012-12-18 19:07:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1491501 | Tms International Corp. | TMS | Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) | 205899976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1515724 | Eugene Thomas Lippard | C/O Tms International Corp. 12 Monongahela Avenue Glassport PA 15045 | Exec Vp, Sec. & Gen Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2012-12-14 | 24,872 | $0.00 | 24,872 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2012-12-14 | 2,000 | $12.03 | 22,872 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2012-12-14 | 5,000 | $12.00 | 17,872 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2012-12-14 | 24,872 | $0.00 | 24,872 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 106,183 | No | 4 | C | Direct |
Footnotes
- On December 14, 2012, Mr. Lippard converted 24,872 shares of Class B Common Stock into a like number of shares of Class A Common Stock. Shares of Class B Common Stock are convertible on a one-for-one basis at any time, at the option of the holder, into shares of Class A Common Stock. The Class B Common Stock has no expiration date.
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