Filing Details

Accession Number:
0001140361-12-051580
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-17 18:44:50
Reporting Period:
2012-12-13
Filing Date:
2012-12-17
Accepted Time:
2012-12-17 18:44:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3116 Akorn Inc AKRX Pharmaceutical Preparations (2834) 720717400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1324254 R John Sabat 1925 West Field Court Suite 300
Lake Forest IL 60045
S. Vp, Sale, Mktg, Nat'l Accts No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-13 16,997 $1.60 50,252 No 4 M Direct
Common Stock Disposition 2012-12-13 16,997 $13.10 33,255 No 4 S Direct
Common Stock Acquisiton 2012-12-14 100 $1.60 33,355 No 4 M Direct
Common Stock Disposition 2012-12-14 100 $12.87 33,255 No 4 S Direct
Common Stock Acquisiton 2012-12-14 520 $1.60 33,775 No 4 M Direct
Common Stock Disposition 2012-12-14 520 $12.78 33,255 No 4 S Direct
Common Stock Acquisiton 2012-12-14 67,383 $1.60 100,638 No 4 M Direct
Common Stock Disposition 2012-12-14 67,383 $12.75 33,255 No 4 S Direct
Common Stock Acquisiton 2012-12-14 300 $1.46 33,555 No 4 M Direct
Common Stock Disposition 2012-12-14 300 $12.75 33,255 No 4 S Direct
Common Stock Acquisiton 2012-12-14 49,700 $1.46 82,955 No 4 M Direct
Common Stock Disposition 2012-12-14 49,700 $12.75 33,255 No 4 S Direct
Common Stock Acquisiton 2012-12-14 21,827 $2.61 55,082 No 4 M Direct
Common Stock Disposition 2012-12-14 21,827 $12.79 33,255 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-12-13 16,997 $0.00 16,997 $1.60
Common Stock Stock Option (Right to Buy) Disposition 2012-12-14 8,003 $0.00 8,003 $1.60
Common Stock Stock Option (Right to Buy) Disposition 2012-12-14 50,000 $0.00 50,000 $1.60
Common Stock Stock Option (Right to Buy) Disposition 2012-12-14 10,000 $0.00 10,000 $1.60
Common Stock Stock Option (Right to Buy) Disposition 2012-12-14 50,000 $0.00 50,000 $1.46
Common Stock Stock Option (Right to Buy) Disposition 2012-12-14 21,827 $0.00 21,827 $2.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
178,002 2014-11-19 No 4 M Direct
169,999 2014-11-19 No 4 M Direct
119,999 2014-11-19 No 4 M Direct
109,999 2014-11-19 No 4 M Direct
59,999 2015-02-22 No 4 M Direct
38,172 2015-05-21 No 4 M Direct
Footnotes
  1. Reflects the weighted average sale prices of the shares sold. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at separate prices.
  2. Includes additional purchases of Akorn's Common Stock through Akorn's Employee Stock Purchase Plan of 4,118 shares on January 18, 2012.
  3. There was no consideration given in exchange for the security.
  4. The options exercised are from a grant on November 19, 2009 of 25,000 options which are fully vested, with 8,333 shares having vested on November 19, 2010 and November 19, 2011, respectively, and 8,334 shares having vested on November 19, 2012.
  5. The options exercised are from a grant on November 19, 2009 of 50,000 options which are fully vested, with 16,666 shares having vested on November 19, 2010 and 16,667 shares having vested on November 19, 2011 and on November 19, 2012, respectively.
  6. The options exercised are from a grant on November 19, 2009 of 10,000 options which are fully vested, with 3,333 shares having vested on November 19, 2010 and November 19, 2011, respectively, and 3,334 shares having vested on November 19, 2012.
  7. The options exercised are from a grant on February 22, 2010 of 75,000 options of which 50,000 options are fully vested, with 25,000 shares having vested on February 22, 2011 and February 22, 2012, respectively.
  8. The options exercised are from a grant on May 21, 2010 of 40,000 options of which 26,666 options are fully vested, with 13,333 shares having vested on May 21, 2011 and May 21, 2012, respectively.