Home > Insider Trading > Filing (0001209191-12-057907)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
868368	Rochester Medical Corporation	ROCM	Surgical & Medical Instruments & Apparatus (3841)	411613227

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1033088	J Anthony Conway	500 Prospect Street Chatfield MN 55923	President And Secretary	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-12-12	16,000	$4.13	822,404	No	4	M	Direct
Common Stock	Disposition	2012-12-12	16,000	$9.90	806,404	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy	Disposition	2012-12-12	16,000	$0.00	16,000	$4.13

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2004-01-02	2013-01-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	63,755	Indirect	By Spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$4.63	2005-01-02	2014-01-02	16,000	16,000	Direct
Common Stock	Stock Option (Right to Buy)	$4.70	2006-01-01	2015-01-01	40,000	40,000	Direct
Common Stock	Stock Option (Right to Buy)	$5.70	2007-01-26	2016-01-26	1,844	1,844	Direct
Common Stock	Stock Option (Right to Buy)	$5.70	2007-01-26	2016-01-26	18,156	18,156	Direct
Common Stock	Stock Option (Right to Buy)	$12.30	2007-11-21	2016-11-21	40,000	40,000	Direct
Common Stock	Stock Option (Right to Buy)	$11.23	2009-02-06	2018-02-06	30,000	30,000	Direct
Common Stock	Stock Option (Right to Buy)	$11.27	2010-02-03	2019-02-03	30,000	30,000	Direct
Common Stock	Stock Option (Right to Buy)	$12.27	2011-01-28	2020-01-28	30,000	30,000	Direct
Common Stock	Stock Option (Right to Buy)	$10.72	2012-01-27	2021-01-27	30,000	30,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-01-02	16,000	16,000	Direct
2015-01-01	40,000	40,000	Direct
2016-01-26	1,844	1,844	Direct
2016-01-26	18,156	18,156	Direct
2016-11-21	40,000	40,000	Direct
2018-02-06	30,000	30,000	Direct
2019-02-03	30,000	30,000	Direct
2020-01-28	30,000	30,000	Direct
2021-01-27	30,000	30,000	Direct

Footnotes

The price in Column 4 is a weighted average. The prices actually received ranged from $9.86 to $9.95. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.
100% vested on 1/26/2007.
Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008.