Filing Details
- Accession Number:
- 0001209191-12-057826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-14 17:19:34
- Reporting Period:
- 2012-12-13
- Filing Date:
- 2012-12-14
- Accepted Time:
- 2012-12-14 17:19:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 801351 | Warnaco Group Inc | WRC | Women's, Misses', Children's & Infants' Undergarments (2340) | 954032739 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543929 | Mark Whyman | C/O The Warnaco Group, Inc. 501 Seventh Avenue New York NY 10018 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-13 | 2,400 | $43.28 | 5,485 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-13 | 1,717 | $55.57 | 7,202 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-12-13 | 4,117 | $71.23 | 3,085 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee stock options (right to purchase) | Disposition | 2012-12-13 | 2,400 | $0.00 | 2,400 | $43.28 |
| Common Stock, Par Value $0.01 Per Share | Employee stock options (right to purchase) | Disposition | 2012-12-13 | 1,717 | $0.00 | 1,717 | $55.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,200 | 2020-03-03 | No | 4 | M | Direct | |
| 3,433 | 2021-03-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $71.2138 to $71.228. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- One-third of the options vested on March 3, 2011 and an additional one-third of the options vested on March 3, 2012. The remaining one-third of the options vest on March 3, 2013.
- One-third of the options vested on March 1, 2012. An additional one-third of the options vest on March 1, 2013 and the remaining one-third of the options vest on March 1, 2014.
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