Filing Details
- Accession Number:
- 0001209191-12-057768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-14 16:19:58
- Reporting Period:
- 2012-12-13
- Filing Date:
- 2012-12-14
- Accepted Time:
- 2012-12-14 16:19:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 914208 | Invesco Ltd. | IVZ | Investment Advice (6282) | 980557567 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1010267 | L Martin Flanagan | 1555 Peachtree Street Ne Suite 1800 Atlanta GA 30309 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2012-12-13 | 250,000 | $25.25 | 2,079,978 | No | 4 | S | Indirect | By trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 1,347,759 | Direct | |
| Common Shares | 400 | Indirect | By spouse |
| Common Shares | 8 | Indirect | By child |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction was $25.19 to $25.30.
- The reporting person effected the above sale of Common Shares for estate planning purposes.
Billionaire Hedge Funds
