Filing Details

Accession Number:
0001179110-12-017598
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-14 16:04:18
Reporting Period:
2012-12-12
Filing Date:
2012-12-14
Accepted Time:
2012-12-14 16:04:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920112 Heartland Financial Usa Inc HTLF State Commercial Banks (6022) 421405748
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184317 F James Conlan 1398 Central Ave.
Dubuque IA 52001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-12 400 $25.15 44,400 No 4 P Indirect Trust
Common Stock Acquisiton 2012-12-12 400 $25.15 44,400 No 4 P Indirect Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Trust
No 4 P Indirect Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,449 Direct
Common Stock 225,602 Indirect Spouse's Trust
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. Shares held by Mary Fuller Conlan Trustee UA Dtd 4-13-04 Mary Fuller Conlan Trust.
  3. Shares held by James F. Conlan Trustee UA Dtd 4-13-04 James F. Conlan Trust.
  4. Shares held by Mary L. Conlan Trustee UA Dtd 4-13-04 Camille Fuller Conlan 2004 Trust. Includes 1,108 shares held at Raymond James in street name.
  5. Shares held by Mary L. Conlan Trustee UA Dtd 4-13-04 Bridget Fuller Conlan 2004 Trust. Includes 1,109 shares held at Raymond James in street name.
  6. Includes 1,000 shares of Restricted Stock Units granted under the 2012 Long-Term Incentive Plan. These shares are subject to a one (1) year vesting schedule.