Filing Details

Accession Number:
0001209191-12-057406
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-13 16:23:44
Reporting Period:
2012-12-11
Filing Date:
2012-12-13
Accepted Time:
2012-12-13 16:23:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191173 Frank Skuthan C/O 21 Scarsdale Road
Yonkers NY 10707
Evp&Coo Primary Operating Sub No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-11 6,110 $15.53 55,019 No 4 M Direct
Common Stock Disposition 2012-12-11 200 $15.86 54,819 No 4 S Direct
Common Stock Disposition 2012-12-11 300 $15.85 54,519 No 4 S Direct
Common Stock Disposition 2012-12-11 100 $15.84 54,419 No 4 S Direct
Common Stock Disposition 2012-12-11 400 $15.81 54,019 No 4 S Direct
Common Stock Disposition 2012-12-11 200 $15.80 53,819 No 4 S Direct
Common Stock Disposition 2012-12-11 100 $15.79 53,719 No 4 S Direct
Common Stock Disposition 2012-12-11 600 $15.77 53,119 No 4 S Direct
Common Stock Disposition 2012-12-11 300 $15.76 52,819 No 4 S Direct
Common Stock Disposition 2012-12-11 300 $15.75 52,519 No 4 S Direct
Common Stock Disposition 2012-12-11 500 $15.74 52,019 No 4 S Direct
Common Stock Disposition 2012-12-11 318 $15.73 51,701 No 4 S Direct
Common Stock Disposition 2012-12-11 347 $15.72 51,354 No 4 S Direct
Common Stock Disposition 2012-12-11 400 $15.71 50,954 No 4 S Direct
Common Stock Disposition 2012-12-11 300 $15.70 50,654 No 4 S Direct
Common Stock Disposition 2012-12-11 300 $15.69 50,354 No 4 S Direct
Common Stock Disposition 2012-12-11 545 $15.68 49,809 No 4 S Direct
Common Stock Disposition 2012-12-11 217 $15.67 49,592 No 4 S Direct
Common Stock Disposition 2012-12-11 200 $15.66 49,392 No 4 S Direct
Common Stock Disposition 2012-12-11 200 $15.65 49,192 No 4 S Direct
Common Stock Disposition 2012-12-11 200 $15.62 48,992 No 4 S Direct
Common Stock Disposition 2012-12-11 83 $15.58 48,909 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-12-11 6,110 $0.00 6,110 $15.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-01-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Options (Right to Buy) $16.99 2014-01-01 4,801 4,801 Direct
Common Stock Employee Stock Options (Right to Buy) $18.85 2015-01-01 3,679 3,679 Direct
Common Stock Employee Stock Options (Right to Buy) $23.77 2016-01-01 5,830 5,830 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-01-01 4,801 4,801 Direct
2015-01-01 3,679 3,679 Direct
2016-01-01 5,830 5,830 Direct
Footnotes
  1. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the first anniversary of the original grant of 01/01/2003. Accordingly, all options are presently exercisable.
  2. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the first anniversary of the original grant of 01/01/2004. Accordingly, all options are presently exercisable.
  3. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the first anniversary of the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
  4. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the first anniversary of the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.