Filing Details

Accession Number:
0001181431-12-064222
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-12 20:53:36
Reporting Period:
2012-12-12
Filing Date:
2012-12-12
Accepted Time:
2012-12-12 20:53:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441634 Avago Technologies Ltd AVGO Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415357 Kenneth Hao C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
No No No Yes
1469577 Silver Lake Partners Ii Cayman Lp C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
No No No Yes
1469578 Silver Lake Technology Associates Ii Cayman Lp C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
No No No Yes
1469579 Silver Lake Technology Investors Ii Cayman Lp C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
No No No Yes
1469611 Ltd Ii Gp Aiv (Offshore) Lake Silver C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, No Par Value Disposition 2012-12-12 9,568,592 $34.43 130,000 No 4 S Indirect Held through Silver Lake Partners II Cayman, L.P.
Ordinary Shares, No Par Value Disposition 2012-12-12 130,000 $0.00 0 No 4 J Indirect Held through Silver Lake Partners II Cayman, L.P.
Ordinary Shares, No Par Value Disposition 2012-12-12 27,734 $34.43 0 No 4 S Indirect Held through Silver Lake Technology Investors II Cayman, L.P.
Ordinary Shares, No Par Value Disposition 2012-12-12 1,506,428 $34.43 0 No 4 S Indirect Held through Avago Investment Partners, Limited Partnership(
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held through Silver Lake Partners II Cayman, L.P.
No 4 J Indirect Held through Silver Lake Partners II Cayman, L.P.
No 4 S Indirect Held through Silver Lake Technology Investors II Cayman, L.P.
No 4 S Indirect Held through Avago Investment Partners, Limited Partnership(
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares, No Par Value 54,938 Direct
Footnotes
  1. Certain funds affiliated with Kohlberg Kravis Roberts & Co. L.P. ("KKR") and certain funds affiliated with Silver Lake Partners ("Silver Lake") are parties to a shareholders agreement with respect to the ordinary shares of Avago, and solely as a result of which each such person is a member of a group with respect to the ordinary shares of Avago directly or indirectly owned by such persons. Each such person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.
  2. As the sole general partner of Silver Lake Partners II Cayman, L.P. ("Partners II"), Silver Lake Technology Associates II Cayman, L.P. may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago directly owned by Partners II. As the sole general partner of Silver Lake Technology Associates II Cayman, L.P., Silver Lake (Offshore) AIV GP II, Ltd. may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago directly owned by Partners II. Silver Lake Technology Associates II Cayman, L.P. and Silver Lake (Offshore) AIV GP II, Ltd. disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
  3. As the sole general partner of Silver Lake Technology Investors II Cayman, L.P. ("Investors II"), Silver Lake (Offshore) AIV GP II, Ltd. may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago directly owned by Investors II. Silver Lake (Offshore) AIV GP II, Ltd. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest.
  4. As the sole general partner of Avago Investment Partners, Limited Partnership ("AIP"), Avago Investment G.P., Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago directly owned by AIP. As a member of Avago Investment G.P., Limited, Silver Lake (Offshore) AIV GP II, Ltd. may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago directly owned by AIP. Avago Investment G.P., Limited and Silver Lake (Offshore) AIV GP II, Ltd. disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
  5. Mr. Kenneth Y. Hao, who serves as a director of Avago, also serves as a director of Silver Lake (Offshore) AIV GP II, Ltd. and may be deemed to share voting and dispositive power with respect to any shares beneficially owned by Silver Lake (Offshore) AIV GP II, Ltd. but disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Mr. Hao remains subject to Section 16 reporting obligations.
  6. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the Reporting Persons is the beneficial owner of all such equity securities covered by this statement.
  7. 130,000 ordinary shares of Avago were distributed by Partners II through Silver Lake Technology Associates II Cayman, L.P., the general partner of Partners II, as a payment-in-kind distribution to certain partners of Silver Lake Technology Associates II Cayman, L.P. for the sole purpose of charitable giving.
  8. These shares are held directly by Kenneth Y. Hao. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, the proceeds from the sale of these shares are expected to be remitted to Silver Lake. Accordingly, Mr. Hao disclaims beneficial ownership of such shares.