Filing Details

Accession Number:
0001181431-12-064197
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-12 19:41:28
Reporting Period:
2012-12-11
Filing Date:
2012-12-12
Accepted Time:
2012-12-12 19:41:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056903 American States Water Co AWR Water Supply (4941) 954676679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192741 G Eva Tang 1544 Manor Gate Drive
Hacienda Heights CA 91745-3833
Sr. Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2012-12-11 2,887 $34.11 13,015 No 4 M Direct
Common Shares Acquisiton 2012-12-11 184 $32.93 13,199 No 4 M Direct
Common Shares Disposition 2012-12-11 3,071 $47.00 10,128 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Options (Right to Buy) Disposition 2012-12-11 2,887 $0.00 2,887 $34.11
Common Shares Employee Stock Options (Right to Buy) Disposition 2012-12-11 184 $0.00 184 $32.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-01-27 2018-01-27 No 4 M Direct
0 2009-10-29 2018-10-29 No 4 M Direct