Filing Details

Accession Number:
0001225208-12-025100
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-12 13:17:24
Reporting Period:
2012-12-10
Filing Date:
2012-12-12
Accepted Time:
2012-12-12 13:17:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 800640649
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1430016 M Darryl Fraser 2980 Fairview Park Drive
Falls Church VA 22042
Corp Vp, Communications No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-10 20,000 $41.14 38,529 No 4 M Direct
Common Stock Disposition 2012-12-10 20,000 $68.01 18,529 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right-to-buy) Disposition 2012-12-10 20,000 $0.00 20,000 $41.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,626 2016-02-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,669 Indirect Held in Northrop Grumman Savings & Investment Plan
Footnotes
  1. Represents the weighted average sale price of $68.01 rounded to the nearest hundredth. The highest price at which the shares were sold was $68.22 and the lowest price at which the shares were sold was $67.69. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  2. Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of December 10, 2012. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
  3. The option is fully exercisable.