Filing Details

Accession Number:
0001366633-12-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-11 17:35:55
Reporting Period:
2012-12-11
Filing Date:
2012-12-11
Accepted Time:
2012-12-11 17:35:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366367 Yadkin Valley Financial Corp YAVY State Commercial Banks (6022) 204495993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1500023 Iii H Edwin Shuford P. O. Box 732
Valle Crucis NC 28691
Evp & Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-11 1,160 $2.91 51,727 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $14.97 2005-05-03 2013-05-03 2,000 2,000 Direct
Common Stock Mandatorily Convertible Cumulative NonVoting Preferred Stock $2.80 3 2,003 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-05-03 2,000 2,000 Direct
3 2,003 Direct
Footnotes
  1. Total shares beneficially owned includes 46,667 unvested shares of restricted stock.
  2. Full title is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
  3. Conversion into common stock is subject to shareholder approval
  4. The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation.
  5. The Series A Preferred Stock is perpetual, and thus, has no expiration date.