Filing Details
- Accession Number:
- 0001547137-12-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-11 16:12:50
- Reporting Period:
- 2012-12-07
- Filing Date:
- 2012-12-11
- Accepted Time:
- 2012-12-11 16:12:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 931336 | Dean Foods Co | DF | Ice Cream & Frozen Desserts (2024) | 752559681 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1517855 | C Kevin Yost | 2711 North Haskell Avenue Suite 3400 Dallas TX 75204 | President, Morningstar Foods | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-07 | 9,133 | $15.99 | 17,012 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-07 | 9,133 | $17.39 | 7,879 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-07 | 7,967 | $10.35 | 15,846 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-07 | 7,967 | $17.39 | 7,879 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy DF007255) | Disposition | 2012-12-07 | 9,133 | $0.00 | 9,133 | $15.99 |
| Common Stock | Non-Qualified Stock Option (right to buy DF007321) | Disposition | 2012-12-07 | 7,967 | $0.00 | 7,967 | $10.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,566 | 2011-04-01 | 2020-04-01 | No | 4 | M | Direct |
| 15,933 | 2012-02-18 | 2021-02-18 | No | 4 | M | Direct |
Footnotes
- The shares of Common Stock subject to the Option vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date, subject to the terms and conditions of the award agreement.
Billionaire Hedge Funds
