Filing Details

Accession Number:
0000717724-12-000074
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-11 13:29:01
Reporting Period:
2012-12-10
Filing Date:
2012-12-11
Accepted Time:
2012-12-11 13:29:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200534 Gene Wexler C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Svp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2012-12-10 7,000 $18.93 5,626 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Option to Buy $11.65 2007-11-29 2016-11-29 8,000 8,000 Direct
Common Option to Buy $7.50 2009-09-18 2018-09-18 100,000 100,000 Direct
Common Option To Buy $8.84 2010-09-24 2019-09-24 40,000 40,000 Direct
Common Option To Buy $11.70 2011-09-23 2020-09-23 40,000 40,000 Direct
Common Option To Buy $13.14 2012-09-21 2021-09-21 30,000 30,000 Direct
Common Restricted Stock Units $0.00 7,500 7,500 Direct
Common Restricted Stock Units $0.00 12,500 12,500 Direct
Common Option To Buy $20.79 2013-09-20 2022-09-20 17,500 17,500 Direct
Common Restricted Stock Units $0.00 4,375 4,375 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-11-29 8,000 8,000 Direct
2018-09-18 100,000 100,000 Direct
2019-09-24 40,000 40,000 Direct
2020-09-23 40,000 40,000 Direct
2021-09-21 30,000 30,000 Direct
7,500 7,500 Direct
12,500 12,500 Direct
2022-09-20 17,500 17,500 Direct
4,375 4,375 Direct
Footnotes
  1. Includes 5,497 restricted shares awarded under the Company's Fiscal 2011 Long Term Incentive Plan the "2011 LTIP". These shares vest on the following dates: 7/30/13, and 7/30/14.
  2. Granted under the Company's 2001 Stock Incentive Plan.
  3. Granted under the Company's 2010 Stock Incentive Plan
  4. Exercisable in five equal annual installments with the first installment on the date indicated.
  5. Exercisable in four equal annual installments with the first installment on the date indicated.
  6. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
  7. The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.
  8. Restricted stock units issued under the Company 2010 Stock Incentive Plan.
  9. These units vest in 2 equal installments on June 19, 2013 and June 19, 2014.
  10. These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").
  11. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
  12. The number of RSU's to be received will be based upon the percentage of achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2013, 2014 and 2015.
  13. Granted subject to stockholder approval of the amendment of the 2010 Stock Incentive Plan, as amended, at the Company's Annual Meeting of Stockholders on 12/11/2012.