Filing Details

Accession Number:
0000950142-12-002349
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-10 19:35:51
Reporting Period:
2012-12-06
Filing Date:
2012-12-10
Accepted Time:
2012-12-10 19:35:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1091667 Charter Communications Inc. CHTR Cable & Other Pay Television Services (4841) 431857213
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402746 Oaktree Fund Gp I, L.p. 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
Yes No Yes No
1403525 Oaktree Capital Group Holdings Gp, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
Yes No Yes No
1403528 Oaktree Capital Group, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
Yes No Yes No
1403530 Oaktree Capital I, L.p. 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
Yes No Yes No
1407178 Ocm Holdings I, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
Yes No Yes No
1407181 Oaktree Holdings, Llc 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
Yes No Yes No
1499005 Oaktree Fund Gp, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
Yes No Yes No
1501123 Oaktree Opportunities Investments, L.p. 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2012-12-06 5,581 $70.00 12,657,869 No 4 S Direct
Class A Common Stock Disposition 2012-12-07 400,000 $70.00 12,257,869 No 4 S Direct
Class A Common Stock Disposition 2012-12-07 110,500 $70.35 12,147,369 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The amount reported includes an aggregate of (a) 12,657,869 shares of the Class A Common Stock of which Oaktree Opportunities Investments, L.P. ("OOI") is the direct owner on December 6, 2012 and (b) 12,147,369 shares of Class A Common Stock of which OOI is the direct owner on December 7, 2012.
  2. The general partner of OOI is Oaktree Fund GP, LLC ("GP"). The managing member of GP is Oaktree Fund GP I, L.P. ("GP I"). The general partner of GP I is Oaktree Capital I, L.P. ("Capital I"). The general partner of Capital I is OCM Holdings I, LLC ("Holdings I"). The managing member of Holdings I is Oaktree Holdings, LLC ("Holdings"). The managing member of Holdings is Oaktree Capital Group, LLC ("OCG"). The duly elected manager of OCG is Oaktree Capital Group Holdings GP, LLC ("OCGH GP" and collectively with OOI, GP, GP I, Capital I, Holdings I, OCG and Holdings, the "Reporting Persons"). (cont'd in FN 3)
  3. (cont'd from FN 2) OCGH GP is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, David M. Kirchheimer, Sheldon M. Stone, Larry W. Keele, Stephen A. Kaplan and Kevin L. Clayton (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH GP Member disclaims beneficial ownership of the securities reported herein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.
  4. The Reporting Persons may be deemed directors by virtue of (i) Bruce A. Karsh and Edgar Lee, both of whom are officers or their equivalents of GP I, the managing member of the general partner of OOI, who serve as directors appointed on behalf of OOI or (ii) their being assignees of all economic, pecuniary and voting rights of such director's compensation.
  5. Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, the beneficial owner of any securities covered by this statement except to the extent of such person's pecuniary interest therein, and except to the extent of its pecuniary interest, such beneficial ownership is expressly disclaimed by each Reporting Person. Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.