Filing Details

Accession Number:
0001104659-12-082745
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-07 16:43:13
Reporting Period:
2012-12-06
Filing Date:
2012-12-07
Accepted Time:
2012-12-07 16:43:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315695 Rockwood Holdings Inc. ROC Chemicals & Allied Products (2800) 522277366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334630 Thomas Riordan C/O Rockwood Holdings, Inc.
100 Overlook Center
Princeton NJ 08540
Sen Vp, Law & Administration No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2012-12-06 6,624 $14.61 112,554 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2012-12-06 6,624 $46.72 105,930 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2012-12-06 6,624 $0.00 6,624 $14.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-10-15 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at share prices ranging from $46.25 to $47.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. These performance-based options were granted on October 15, 2004 and vested in five equal annual installments in 2009 pursuant to achievement of certain specified performance-based targets.