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Home > Insider Trading > Filing (0000891839-12-000088)

Filing Details

Accession Number:: 0000891839-12-000088
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-07 16:34:50
Reporting Period:: 2012-12-06

Filing Date:: 2012-12-07
Accepted Time:: 2012-12-07 16:34:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
716314	Graham Corp	GHM	General Industrial Machinery & Equipment (3560)	161194720

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1408288	E Alan Smith	C/O Graham Corporation 20 Florence Avenue Batavia NY 14020	Vp Of Operations	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-12-06	3,750	$10.84	18,584	No	4	M	Direct
Common Stock	Disposition	2012-12-06	100	$18.86	18,484	No	4	S	Direct
Common Stock	Disposition	2012-12-06	100	$18.81	18,384	No	4	S	Direct
Common Stock	Disposition	2012-12-06	100	$18.78	18,284	No	4	S	Direct
Common Stock	Disposition	2012-12-06	100	$18.75	18,184	No	4	S	Direct
Common Stock	Disposition	2012-12-06	600	$18.74	17,584	No	4	S	Direct
Common Stock	Disposition	2012-12-06	2	$18.73	17,582	No	4	S	Direct
Common Stock	Disposition	2012-12-06	100	$18.68	17,482	No	4	S	Direct
Common Stock	Disposition	2012-12-06	1,248	$18.64	16,234	No	4	S	Direct
Common Stock	Disposition	2012-12-06	1,300	$18.61	14,934	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2012-12-06	3,750	$0.00	3,750	$10.84

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-07-26	2017-07-26	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$30.88	2012-05-29	2018-05-29	1,114	1,114	Direct
Common Stock	Stock Option (Right to Buy)	$15.22	2012-05-28	2019-05-28	3,571	3,571	Direct
Common Stock	Stock Option (Right to Buy)	$15.25		2020-05-20	3,118	3,118	Direct
Common Stock	Stock Option (Right to Buy)	$18.65		2022-05-30	6,059	6,059	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-05-29	1,114	1,114	Direct
2019-05-28	3,571	3,571	Direct
2020-05-20	3,118	3,118	Direct
2022-05-30	6,059	6,059	Direct

Footnotes

This option was previously reported by Mr. Smith.
This option was previously reported by Mr. Smith and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/20/10 grant date.
This option was previously reported by Mr. Smith and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/30/12 grant date.