Filing Details

Accession Number:
0001437749-12-012652
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-06 20:17:09
Reporting Period:
2012-12-04
Filing Date:
2012-12-06
Accepted Time:
2012-12-06 20:17:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136174 Catasys Inc. CATS Services-Misc Health & Allied Services, Nec (8090) 880464853
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904534 S Terren Peizer 11150 Santa Monica Blvd. # 1500
Los Angeles CA 90025
Chairman & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2012-12-04 35,714,286 $0.07 66,771,935 No 4 P Indirect By Crede CG II, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Crede CG II, Ltd.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to purchase Acquisiton 2012-12-04 35,714,286 $0.00 35,714,286 $0.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,714,286 2017-12-04 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share 327,500 Indirect By Reserva Capital, LLC
Common Stock, Par Value $0.0001 Per Share 567,916 Indirect By Bonmore, LLC
Footnotes
  1. These securities were purchased by Crede CG II, Ltd. pursuant to a Securities Purchase Agreement entered into with the Issuer.
  2. The reporting person is the Managing Director of Crede CG II, Ltd., Reserva Capital Group, LLC and Bonmore, LLC, and may be deemed to beneficially own or control the securities. The reporting person disclaims beneficial ownership of any such securities.
  3. The exercise price of the warrants is subject to potential future adjustment pursuant to the provisions of the warrant.
  4. Exercisable at any time prior to expiration.