Filing Details

Accession Number:
0001268355-12-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-06 17:22:34
Reporting Period:
2012-12-04
Filing Date:
2012-12-06
Accepted Time:
2012-12-06 17:22:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
17843 Carpenter Technology Corp CRS Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) 230458500
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268355 N Peter Stephans Carpenter Technology Corporation
Po Box 14662
Reading PA 19612-4662
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-29 15,921 $0.00 15,921 No 5 J Indirect Trustee of Charitable Foundation
Common Stock Disposition 2012-12-04 15,921 $48.06 0 No 4 S Indirect Trustee of Charitable Foundation
Common Stock Acquisiton 2012-12-04 8,000 $22.35 46,296 No 4 M Direct
Common Stock Acquisiton 2012-12-04 2,358 $17.29 48,654 No 4 M Direct
Common Stock Disposition 2012-12-04 10,358 $47.89 38,296 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Indirect Trustee of Charitable Foundation
No 4 S Indirect Trustee of Charitable Foundation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (Right to Buy) Disposition 2012-12-04 8,000 $0.00 8,000 $22.35
Common Stock Director Stock Option (Right to Buy) Disposition 2012-12-04 2,358 $0.00 2,358 $17.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-10-13 2018-10-13 No 4 M Direct
0 2010-07-29 2019-07-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 38,296 Direct
Common Stock 38,296 Indirect By spouse in trust
Common Stock 19,000 Indirect By Grantor Retained Annuity Trust
Common Stock 7,400 Indirect Spouse of Trustee
Common Stock 7,400 Indirect Spouse of Trustee
Common Stock 38,296 Indirect By spouse in trust
Common Stock 19,000 Indirect By Grantor Retained Annuity Trust
Common Stock 7,400 Indirect Spouse of Trustee
Common Stock 7,400 Indirect Spouse of Trustee
Common Stock 38,296 Indirect By spouse in trust
Common Stock 19,000 Indirect By Grantor Retained Annuity Trust
Common Stock 7,400 Indirect Spouse of Trustee
Common Stock 7,400 Indirect Spouse of Trustee
Footnotes
  1. This transaction involved a gift of securities by Ada Rossin to the Rossin Foundation, of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reportring person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  2. Disposition of shares from a charitable foundation, of which the reporting person is a trustee.
  3. The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $47.86 per share to a high of $47.90 per share.
  4. These shares are held in the Peter N. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
  5. These shares are held in the Joan R. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
  6. These shares are held in a grantor retained annuity trust, created on December 18, 2009, PNC Bank, N.A., Trustee.
  7. These shares are held in the Irrevocable Deed of Trust of Peter C. Rossin and Ada E. Rossin, dated July 12, 1989, Ada E. Rossin and Joan Elizabeth Rossin Stephans, Trustees, for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16, or for any other purpose.
  8. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.