Filing Details

Accession Number:
0001137411-12-000145
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-06 16:19:06
Reporting Period:
2012-12-04
Filing Date:
2012-12-06
Accepted Time:
2012-12-06 16:19:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183682 J Anthony Carbone 400 Collins Road Ne
M/S 124-323
Cedar Rapids IA 52498
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-04 5,000 $20.26 22,769 No 4 M Direct
Common Stock Disposition 2012-12-04 920 $55.77 21,849 No 4 S Direct
Common Stock Disposition 2012-12-04 500 $55.78 21,349 No 4 S Direct
Common Stock Disposition 2012-12-04 400 $55.79 20,949 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-12-04 5,000 $0.00 5,000 $20.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,235 Direct
Footnotes
  1. 11,984 of these shares are restricted shares and were delivered as compensation for services as a director. The restricted shares are held by issuer to implement restrictions on transfer unless and until certain conditions are met.
  2. Restricted stock units awarded as compensation for services as a director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors. Also, includes dividend equivalents issued quarterly on the restricted stock units.
  3. Stock options granted pursant to the Company's stock based plans.
  4. The options are currently exercisable.