Home > Insider Trading > Filing (0001225208-12-024725)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720005	Raymond James Financial Inc	RJF	Security Brokers, Dealers & Flotation Companies (6211)	591517485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185788	E Jeffrey Trocin	880 Carillon Parkway St. Petersburg FL 33716	Executive Vice President - Rjf	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-12-04	14,169	$25.28	127,281	No	4	M	Direct
Common Stock	Acquisiton	2012-12-04	152	$32.13	127,433	No	5	P	Direct
Common Stock	Disposition	2012-12-04	9,531	$37.58	117,902	No	4	F	Direct
Common Stock	Acquisiton	2012-12-05	8,996	$30.44	126,898	No	4	M	Direct
Common Stock	Disposition	2012-12-05	7,339	$37.31	119,559	No	4	F	Direct
Common Stock	Acquisiton	2012-12-06	3,004	$30.44	122,563	No	4	M	Direct
Common Stock	Acquisiton	2012-12-06	831	$25.28	123,394	No	4	M	Direct
Common Stock	Disposition	2012-12-06	563	$37.31	122,831	No	4	F	Direct
Common Stock	Disposition	2012-12-06	2,450	$37.31	120,381	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	5	P	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-12-04	14,169	$0.00	14,169	$25.28
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-12-05	8,996	$0.00	8,996	$30.44
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-12-06	831	$0.00	831	$25.28
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-12-06	3,004	$0.00	3,004	$30.44

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,831		2016-01-24	No	4	M	Direct
6,004	2010-11-27	2014-01-27	No	4	M	Direct
10,000		2016-01-24	No	4	M	Direct
3,000	2010-11-27	2014-01-27	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,577	Indirect	By daughters
Common Stock	14,729	Indirect	ESOP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$27.10		2017-01-22	25,000	25,000	Direct
Common Stock	Employee Stock Option (right to buy)	$37.87		2019-11-29	20,000	20,000	Direct
Common Stock	Restricted Stock Units	$0.00	2013-12-15	2013-12-15	6,894	6,894	Direct
Common Stock	Restricted Stock Units	$0.00	2014-12-15	2014-12-15	7,562	7,562	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-01-22	25,000	25,000	Direct
2019-11-29	20,000	20,000	Direct
2013-12-15	6,894	6,894	Direct
2014-12-15	7,562	7,562	Direct

Footnotes

Shares purchased through the Company's ESPP
Includes number of shares acquired under ESOP through November 29, 2012.
Options currently exercisable - 831; options becoming exercisable - 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
Options currently exercisable - 3,004; options becoming exercisable - 3,000 on 1/27/2013
Options becoming exercisable - 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
Options becoming exercisable on 1/27/2013
Options becoming exercisable - 15,000 on 11/22/2014, 5,000 on 11/22/2015 and 5,000 on 11/22/2016
The stock option vests 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.
Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.