Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2012-12-06 09:48:29
Reporting Period:
Filing Date:
Accepted Time:
2012-12-06 09:48:29
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1487428 Horizon Technology Finance Corp HRZN () 272114934
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503748 Jr. D. Robert Pomeroy 312 Farmington Avenue
Farmington CT US 06032
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-05 500 $13.98 5,079 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 52,641 Indirect By HTF-CHF Holdings LLC
Common Stock 434 Indirect As custodian for grandchild
  1. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reported securities are owned directly by HTF-CHF Holdings LLC of which Reporting Person owns 33%.