Filing Details
- Accession Number:
- 0001249155-12-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-05 19:35:42
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-05
- Accepted Time:
- 2012-12-05 19:35:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477246 | S&W Seed Co | SAN | Agricultural Production-Crops (100) | 271275784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488715 | N. Michael Nordstrom | 222 West Lacey Boulevard Hanford CA 93230 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2012-12-03 | 43 | $7.37 | 43 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2012-12-03 | 200 | $7.38 | 234 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2012-12-03 | 100 | $7.38 | 343 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2012-12-03 | 257 | $7.40 | 600 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2012-12-03 | 100 | $7.40 | 700 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2012-12-03 | 400 | $7.37 | 1,100 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2012-12-03 | 200 | $7.38 | 1,300 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2012-12-03 | 2,700 | $7.40 | 4,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 10,800 | Indirect | By custodial accounts for son and daughter. |
Footnotes
- Owned jointly with spouse.
- Excludes 5,400 shares previously reported on Form 5 as indirectly beneficially owned. After the end of the issuer's fiscal year, 5,400 shares indirectly owned in a custodial account in the name of one of reporting person's sons was transferred directly into the adult child's name.
- Custodial accounts are held for the benefit of the reporting person's college-aged children, the custodian for which is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
