Filing Details
- Accession Number:
- 0001446472-12-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-05 17:41:23
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-05
- Accepted Time:
- 2012-12-05 17:41:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077428 | Texas Capital Bancshares Inc | TCBI | State Commercial Banks (6022) | 752679109 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1122235 | Jr B Frederick Hegi | 2000 Mckinney Avenue Suite 700 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-03 | 977 | $23.00 | 20,485 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-03 | 1,000 | $22.47 | 21,485 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-03 | 705 | $18.52 | 22,190 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-03 | 1,231 | $14.17 | 23,421 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-03 | 1,402 | $18.67 | 24,823 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-12-03 | 5,315 | $44.94 | 19,508 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Stock Appreciation Rights | Disposition | 2012-12-03 | 2,000 | $0.00 | 977 | $23.00 |
| Common Stock, Par Value $0.01 Per Share | Stock Appreciation Rights | Disposition | 2012-12-03 | 2,000 | $0.00 | 1,000 | $22.47 |
| Common Stock, Par Value $0.01 Per Share | Stock Appreciation Rights | Disposition | 2012-12-03 | 1,200 | $0.00 | 705 | $18.52 |
| Common Stock, Par Value $0.01 Per Share | Stock Appreciation Rights | Disposition | 2012-12-03 | 1,800 | $0.00 | 1,231 | $14.17 |
| Common Stock, Par Value $0.01 Per Share | Stock Appreciation Rights | Disposition | 2012-12-03 | 2,400 | $0.00 | 1,402 | $18.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-05-16 | 2016-05-16 | No | 4 | M | Direct |
| 0 | 2007-07-23 | 2017-07-23 | No | 4 | M | Direct |
| 0 | 2010-05-18 | 2020-05-18 | No | 4 | M | Direct |
| 0 | 2009-05-19 | 2019-05-19 | No | 4 | M | Direct |
| 0 | 2008-05-19 | 2018-05-19 | No | 4 | M | Direct |
Footnotes
- The stated Amount of Securities Beneficially Owned reflects a transfer of 43,000 shares from Mr. Hegi's direct holdings to Hegi Family Holdings, L.P., a family limited partnership of which Mr. Hegi is the managing partner and sole decision maker, which now holds 43,000 shares in Texas Capital Bancshares, Inc.
- The stated price represents the weighted average based on prices ranging from $44.9000 to $44.9813. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
Billionaire Hedge Funds
