Filing Details

Accession Number:
0000851169-12-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-05 17:21:13
Reporting Period:
2012-11-20
Filing Date:
2012-12-05
Accepted Time:
2012-12-05 17:21:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851169 Helios Total Return Fund Inc HTR () 132529369
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1333508 H Diana Hamilton C/O Brookfield Investment Management Inc
3 Wfc, 200 Vesey Street
New York NY 10281-1010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-20 420 $23.74 420 No 4 P Direct
Common Stock Acquisiton 2012-11-20 420 $23.74 840 No 4 P Indirect Son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Son
Footnotes
  1. Purchased for son's 529 Plan