Filing Details

Accession Number:
0001225208-12-024566
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-05 16:05:22
Reporting Period:
2012-12-04
Filing Date:
2012-12-05
Accepted Time:
2012-12-05 16:05:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422342 M Steven Raney 880 Carillon Parkway
St. Petersburg FL 33716
President & Ceo Rjbank No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-04 165 $32.13 14,797 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 979 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $27.10 2017-01-22 25,000 25,000 Direct
Common Stock Employee Stock Option (right to buy) $25.28 2015-01-24 400 400 Direct
Common Stock Employee Stock Option (right to buy) $25.28 2016-01-24 10,000 10,000 Direct
Common Stock Employee Stock Option (right to buy) $37.87 2019-11-29 12,500 12,500 Direct
Common Stock Restricted Stock Units $0.00 2013-12-15 2013-12-15 391 391 Direct
Common Stock Restricted Stock Units $0.00 2014-12-15 2014-12-15 687 687 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-22 25,000 25,000 Direct
2015-01-24 400 400 Direct
2016-01-24 10,000 10,000 Direct
2019-11-29 12,500 12,500 Direct
2013-12-15 391 391 Direct
2014-12-15 687 687 Direct
Footnotes
  1. Shares purchased through the Company's ESPP
  2. Includes number of shares acquired under ESOP through December 4, 2012.
  3. The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
  4. Options becoming exercisable - 200 on 11/24/2013, 200 on 11/24/2014
  5. Options becoming exercisable - 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
  6. The stock option vests 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.
  7. Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.