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Filing Details

Accession Number:
0001225208-12-024541
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-05 12:41:35
Reporting Period:
2012-12-03
Filing Date:
2012-12-05
Accepted Time:
2012-12-05 12:41:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1319947 Dsw Inc. DSW Retail-Shoe Stores (5661) 310746639
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331254 J Douglas Probst 810 Dsw Drive
Columbus OH 43219
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares Acquisiton 2012-12-03 18,973 $9.30 27,424 No 4 M Direct
Class A Common Shares Acquisiton 2012-12-03 8,727 $12.02 36,151 No 4 M Direct
Class A Common Shares Disposition 2012-12-03 27,700 $67.53 8,451 No 4 S Direct
Class A Common Shares Acquisiton 2012-12-04 29,128 $12.02 37,579 No 4 M Direct
Class A Common Shares Acquisiton 2012-12-04 3,172 $17.67 40,751 No 4 M Direct
Class A Common Shares Disposition 2012-12-04 2,700 $69.23 38,051 No 4 S Direct
Class A Common Shares Disposition 2012-12-04 14,697 $70.52 23,354 No 4 S Direct
Class A Common Shares Disposition 2012-12-04 14,903 $71.07 8,451 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares Stock Option - Right to Buy Disposition 2012-12-03 18,973 $0.00 18,973 $9.30
Class A Common Shares Stock Option - Right to Buy Disposition 2012-12-03 8,727 $0.00 8,727 $12.02
Class A Common Shares Stock Option - Right to Buy Disposition 2012-12-04 29,128 $0.00 29,128 $12.02
Class A Common Shares Stock Option - Right to Buy Disposition 2012-12-04 3,172 $0.00 3,172 $17.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,552 2019-04-01 No 4 M Direct
38,592 2018-04-03 No 4 M Direct
9,464 2018-04-03 No 4 M Direct
72,107 2010-03-14 2015-06-28 No 4 M Direct
Footnotes
  1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $67.10 to $67.84. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  2. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $68.89 to $69.64. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  3. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $69.88 to $70.85. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  4. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $70.89 to $71.42. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  5. Previously reported stock option has been adjusted to reflect a special stock dividend declared by the Issuer and exempt pursuant to Rule 16a-9.
  6. Option vests 20% per year beginning on the first anniversary of the date of grant.