Filing Details

Accession Number:
0001181431-12-062340
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-04 19:14:54
Reporting Period:
2012-12-03
Filing Date:
2012-12-04
Accepted Time:
2012-12-04 19:14:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1353283 Splunk Inc SPLK Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1547378 David Hornik C/O August Capital
2480 Sand Hill Road
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-03 3,311 $0.00 3,311 No 4 J Direct
Common Stock Disposition 2012-12-04 7,669 $28.10 10,955 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Indirect See footnotes
Footnotes
  1. Distributed pro rata by August Capital Strategic Partners III, L.P. without additional consideration to its partners pursuant to the partnership agreement.
  2. Shares held of record by August Capital V, L.P. ("August V"), as nominee for August V (10,786 shares), August Capital Strategic Partners V, L.P. (91 shares) ("August Strategic V") and related individuals. August Capital Management V, L.L.C. ("ACM V"), the general partner of each of August V and August Strategic V, may be deemed to have sole voting and investment power over the reported shares of the Issuer's common stock.
  3. Howard Hartenbaum, David M. Hornik, John R. Johnston, David F. Marquardt, Vivek Mehra and Andrew S. Rappaport, as members of ACM V, share voting and investment power over the reported shares of the issuer's stock.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.93 to $28.36667, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.