Filing Details
- Accession Number:
- 0001246360-12-004613
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 18:10:13
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 18:10:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1353283 | Splunk Inc | SPLK | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1547258 | E Thomas Schodorf | C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107 | Svp, Field Operations | No | No | No | No |
Transaction Summary
Sold: | 2,000 shares | Avg. Price: $28.00 | Total Value: $56,000.00 |
Number of Shares After Transactions: | 424,911 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-30 | 60,000 | $0.00 | 424,911 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2012-12-04 | 2,000 | $0.62 | 426,911 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-04 | 2,000 | $28.00 | 424,911 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-12-04 | 2,000 | $0.00 | 2,000 | $0.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
465,087 | 2019-10-21 | No | 4 | M | Direct |
Footnotes
- The reported securities are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on December 10, 2013 and 1/16th of the RSUs shall vest quarterly thereafter.
- The option represents a right to purchase a total of 934,173 shares pursuant to which one-fourth of the shares subject to the option vested on October 5, 2010 and one forty-eighth of the shares vest monthly thereafter.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2012.