Filing Details
- Accession Number:
- 0001437749-12-012515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 17:45:13
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 17:45:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120914 | Pdf Solutions Inc | PDFS | Services-Computer Programming Services (7371) | 251701361 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227568 | C Gregory Walker | 333 W. San Carlos St. Suite 1000 San Jose CA 95110 | Cfo, Vp Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-03 | 3,750 | $6.09 | 6,392 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-03 | 3,750 | $14.56 | 2,642 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-03 | 2,462 | $14.59 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2012-12-03 | 3,750 | $0.00 | 3,750 | $6.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 176,250 | 2021-11-15 | No | 4 | M | Direct |
Footnotes
- Includes 2,642 shares of common stock that were previously purchased on July 31, 2012 under PDFS Employee Stock Purchase Program.
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $14.52 to $14.62.
- These options were granted on November 16, 2011 and vests as follows: 12/48th of the total Option vested on November 16, 2012 and 1/48 of the total Option shall vest on the same day of each month thereafter for so long as the reporting person continues to be an employee of the Company.
Billionaire Hedge Funds
