Filing Details
- Accession Number:
- 0001534158-12-000219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 17:16:51
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 17:16:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1433828 | M Robert Patterson | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-30 | 40,000 | $7.72 | 229,301 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-30 | 25,579 | $20.09 | 203,722 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2012-11-30 | 82,300 | $1.43 | 286,022 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-30 | 37,535 | $20.14 | 248,487 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2012-12-03 | 59,186 | $20.36 | 189,301 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-11-30 | 82,300 | $0.00 | 82,300 | $1.43 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-11-30 | 40,000 | $0.00 | 40,000 | $7.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-04 | No | 4 | M | Direct | |
| 20,000 | 2015-05-15 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired pursuant to dividend reinvestment since Mr. Patterson's last Form 4 was filed.
- The sale price is a weighted average for the sale transactions. The sales prices range from a low of $20.19 per share to a high of $20.51 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- SARs become exercisable and vest one-third on the attainment of 10%, 20% and 30% stock appreciation (which must be maintained for a minimum of three consecutive trading days) from the grant date closing price of $1.43 per share, with no more than one-third vesting per year during the first three years.
- The stock appreciation rights vest in three equal annual installments beginning May 15, 2009.
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