Filing Details

Accession Number:
0001127602-12-032782
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-04 16:42:04
Reporting Period:
2012-12-03
Filing Date:
2012-12-04
Accepted Time:
2012-12-04 16:42:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245819 J Roxanne Decyk Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-03 3,000 $33.55 10,745 No 4 M Direct
Common Stock Acquisiton 2012-12-03 3,000 $32.76 13,745 No 4 M Direct
Common Stock Disposition 2012-12-03 6,000 $78.96 7,745 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-12-03 3,000 $0.00 3,000 $33.55
Common Stock Stock Option (Right to Buy) Disposition 2012-12-03 3,000 $0.00 3,000 $32.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-04-23 2014-04-23 No 4 M Direct
0 2005-04-22 2015-04-22 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Deferred Stock Units $0.00 28,319 28,319 Direct
Common Stock Restricted Stock Units $0.00 9,607 9,607 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
28,319 28,319 Direct
9,607 9,607 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $78.88 to $79.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  2. Exercise of Rule 16b-3 stock option.
  3. 1 for 1.
  4. Scheduled for issuance in lump sum after the earliest of November 5, 2022, termination of service as a director, death or upon change in control.
  5. Includes 283.856 deferred stock units acquired through exempt dividend reinvestments.
  6. All restrictions lapse upon the earliest of retirement from the Board, death or a change in control; the reporting person will receive the underlying shares in one lump sum upon the earliest of the reporting person's 70th birthday, death or a change in control.