Filing Details
- Accession Number:
- 0001181431-12-062170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 15:29:05
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 15:29:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1349593 | Floridian Financial Group Inc | NONE | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528237 | M Richard Dunn | 175 Timacuan Boulevard Lake Mary FL 32746 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Noncumulative Preferred Stock | Acquisiton | 2012-11-30 | 100 | $1,000.00 | 100 | No | 4 | P | Indirect | By self as co-trustee of Rebecca H. Dunn Rev Tr dtd 5/07/01 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By self as co-trustee of Rebecca H. Dunn Rev Tr dtd 5/07/01 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2012-11-30 | 100 | $0.00 | 1,000 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100 | 2012-11-30 | 2017-12-31 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,441 | Indirect | By self as co-trustee of Rebecca H. Dunn Rev Tr dtd 5/07/01 |
| Common Stock | 5,000 | Indirect | By self as co-trustee of the Richard M. Dunn Revocable Trust dtd 5/07/01 |
| Common Stock | 20,000 | Indirect | By Richard A. Dunn and Rebecca H. Dunn, co-trustees of the Richard M. Dunn Trust dtd 5/07/01 |
Footnotes
- On November 30, 2012, the reporting person purchased 100 units with each unit consisting of one share of Series A Noncumulative Preferred Stock and one warrant to purchase 10 shares of common stock of the issuer. Each warrant is exercisable until December 31, 2017 at an exercise price of $6.00 per share of common stock.
Billionaire Hedge Funds
