Filing Details
- Accession Number:
- 0000095052-12-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 11:29:17
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 11:29:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1143801 | J Stephen Smith | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue, 2Nd Floor Miramar FL 33027 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2012-11-30 | 32,200 | $9.33 | 125,658 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2012-11-30 | 17,575 | $46.41 | 108,083 | No | 4 | F | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2012-11-30 | 11,486 | $46.71 | 96,597 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-11-30 | 32,200 | $0.00 | 32,200 | $9.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-08-17 | No | 4 | M | Direct |
Footnotes
- Includes 9,634 shares of service-based restricted stock units.
- Represents shares withheld by the Issuer in satisfaction of exercise price and tax withholding obligation arising from the net settlement of a stock option. The price reflected is the closing market price of the Issuer's Common Stock on the transaction date.
- Reflects the weighted average price of 11,486 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on November 30, 2012, with the sale price ranging from $46.50 to $47.29 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This stock option vested in three equal installments on August 17, 2010, August 17, 2011 and August 17, 2012.
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