Filing Details

Accession Number:
0001209191-12-055374
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-03 16:48:44
Reporting Period:
2012-11-29
Filing Date:
2012-12-03
Accepted Time:
2012-12-03 16:48:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
731766 Unitedhealth Group Inc UNH Hospital & Medical Service Plans (6324) 411321939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268489 S David Wichmann C/O Unitedhealth Group
9900 Bren Road East
Minnetonka MN 55343
Evp & Cfo, Pres Uhg Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-29 200,000 $22.51 536,146 No 4 M Direct
Common Stock Acquisiton 2012-11-29 112,500 $29.40 648,646 No 4 M Direct
Common Stock Acquisiton 2012-11-29 37,500 $26.95 686,146 No 4 M Direct
Common Stock Acquisiton 2012-11-29 75,000 $31.54 761,146 No 4 M Direct
Common Stock Acquisiton 2012-11-29 75,000 $33.12 836,146 No 4 M Direct
Common Stock Acquisiton 2012-11-29 154,000 $42.30 990,146 No 4 M Direct
Common Stock Acquisiton 2012-11-29 154,000 $39.85 1,144,146 No 4 M Direct
Common Stock Disposition 2012-11-29 808,000 $53.88 336,146 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-29 200,000 $0.00 200,000 $22.51
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-29 112,500 $0.00 112,500 $29.40
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-29 37,500 $0.00 37,500 $26.95
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-29 75,000 $0.00 75,000 $31.54
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-29 75,000 $0.00 75,000 $33.12
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-29 154,000 $0.00 154,000 $42.30
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-29 154,000 $0.00 154,000 $39.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-12 No 4 M Direct
0 2013-11-28 No 4 M Direct
0 2007-11-28 2013-11-28 No 4 M Direct
0 2014-08-06 No 4 M Direct
0 2014-08-06 No 4 M Direct
0 2014-12-07 No 4 M Direct
0 2014-12-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 220 Indirect by 401(k)
Footnotes
  1. This transaction was executed in multiple trades ranging from $53.53 to $54.565 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  2. The stock options vested at a rate of 25% annually on February 12 from the years 2004 through 2007.
  3. The stock options vested at a rate of 33% annually on November 28 from the years 2004 through 2006.
  4. The stock options vested at a rate of 50% annually on August 6 in the years 2007 and 2008.
  5. The stock options vested at a rate of 50% annually on August 6 in the years 2005 and 2006.
  6. The stock options vested at a rate of 50% annually on December 7 in the years 2005 and 2006.
  7. The stock options vested at a rate of 50% annually on December 7 in the years 2007 and 2008.