Filing Details

Accession Number:
0001179110-12-016733
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-03 16:07:31
Reporting Period:
2012-11-29
Filing Date:
2012-12-03
Accepted Time:
2012-12-03 16:07:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
858655 Haynes International Inc HAYN Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) 061185400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392898 Marcel Martin 1020 West Park Avenue
Kokomo IN 46904
Cfo, Vp - Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-29 1,277 $12.80 12,677 No 4 M Direct
Common Stock Disposition 2012-11-29 1,277 $46.70 11,400 No 4 S Direct
Common Stock Acquisiton 2012-11-29 4,282 $17.82 15,682 No 4 M Direct
Common Stock Disposition 2012-11-29 4,282 $46.70 11,400 No 4 S Direct
Common Stock Acquisiton 2012-11-29 1,467 $40.26 12,867 No 4 M Direct
Common Stock Disposition 2012-11-29 1,467 $46.70 11,400 No 4 S Direct
Common Stock Acquisiton 2012-11-30 9,085 $12.80 20,485 No 4 M Direct
Common Stock Disposition 2012-11-30 9,085 $46.70 11,400 No 4 S Direct
Common Stock Acquisiton 2012-11-30 3,968 $17.82 15,368 No 4 M Direct
Common Stock Disposition 2012-11-30 3,968 $46.70 11,400 No 4 S Direct
Common Stock Acquisiton 2012-11-30 4,000 $34.00 15,400 No 4 M Direct
Common Stock Disposition 2012-11-30 4,000 $46.70 11,400 No 4 S Direct
Common Stock Acquisiton 2012-11-30 1,466 $40.26 12,866 No 4 M Direct
Common Stock Disposition 2012-11-30 1,466 $46.70 11,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-29 1,277 $0.00 1,277 $12.80
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-30 9,085 $0.00 9,085 $12.80
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-29 4,282 $0.00 4,282 $17.82
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-30 3,968 $0.00 3,968 $17.82
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-30 4,000 $0.00 4,000 $34.00
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-30 1,466 $0.00 1,466 $40.26
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-29 1,467 $0.00 1,467 $40.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,085 2014-08-31 No 4 M Direct
0 2014-08-31 No 4 M Direct
3,968 2019-03-31 No 4 M Direct
0 2019-03-31 No 4 M Direct
2,000 2020-01-08 No 4 M Direct
2,934 2020-11-24 No 4 M Direct
1,467 2020-11-24 No 4 M Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.70 to $46.71, inclusive. The reporting person undertakes to provide Haynes International, Inc., any security holder of Haynes International, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The option became exercisable in three equal annual installments beginning on August 31, 2005.
  3. The option became exercisable in three equal annual installments beginning on March 31, 2010
  4. The option became exercisable in three equal annual installments beginning on January 8, 2011.
  5. The option became exercisable in three equal annual installments beginning on November 24, 2011.