Filing Details

Accession Number:
0001365555-12-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-03 10:51:52
Reporting Period:
2012-11-29
Filing Date:
2012-12-03
Accepted Time:
2012-12-03 10:51:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1365555 Amtrust Financial Services Inc. AFSI Fire, Marine & Casualty Insurance (6331) 043106389
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403787 Harry Schlachter Amtrust Financial Services Inc
59 Maiden Lane 6Th Floor
New York NY 10038
Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-29 5,063 $13.22 24,603 No 4 M Direct
Common Stock Acquisiton 2012-11-29 15,429 $12.70 40,032 No 4 M Direct
Common Stock Disposition 2012-11-29 14,466 $28.05 25,566 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2012-11-29 5,063 $0.00 5,063 $13.22
Common Stock Stock Option Disposition 2012-11-29 15,429 $0.00 15,429 $12.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,938 2008-10-24 2017-10-24 No 4 M Direct
6,572 2009-08-25 2018-08-25 No 4 M Direct
Footnotes
  1. Shares sold to satisfy income tax withholding liabilities and payment of the option exercise price.
  2. The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.84 to $28.27 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commissions, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.
  3. Pursuant to anti-dilution provisions in AmTrust Financial Services, Inc.'s 2010 Omnibus Incentive Plan, this option was previously reported as an option for 10,000 shares of common stock at an exercise price of $14.55 per share, but was adjusted to reflect the 10% stock dividend declared by AmTrust Financial Services, Inc. on August 6, 2012 and payable on September 20, 2012.
  4. Pursuant to anti-dilution provisions in AmTrust Financial Services, Inc.'s 2010 Omnibus Incentive Plan, this option was previously reported as an option for 20,000 shares of common stock at an exercise price of $12.70 per share, but was adjusted to reflect the 10% stock dividend declared by AmTrust Financial Services, Inc. on August 6, 2012 and payable on September 20, 2012.