Filing Details
- Accession Number:
- 0001140361-12-049359
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 09:22:12
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 09:22:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 792987 | Astec Industries Inc | ASTE | Construction Machinery & Equip (3531) | 620873631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184490 | P Joseph Vig | 1725 Shepherd Rd Chattanooga TN 37421 | Pres-Kpi, Group Vp-Conagg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-30 | 1,146 | $19.43 | 2,617 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-30 | 1,146 | $28.94 | 1,471 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2012-11-30 | 1,146 | $0.00 | 1,146 | $19.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-03-07 | 2015-03-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,121 | Indirect | by 401(k) Plan |
| Common Stock | 7,575 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 2,753 | 2,753 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2,753 | 2,753 | Direct |
Footnotes
- Shares held in the reporting person's 401(k) account are based upon a plan statement dated December 3, 2012.
- Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
- Reflects restricted stock units (RSUs) that convert to common stock on a one-for one basis in the future.
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