Filing Details
- Accession Number:
- 0001225208-12-024097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 17:00:51
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 17:00:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 873860 | Ocwen Financial Corp | OCN | Mortgage Bankers & Loan Correspondents (6162) | 650039856 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1437411 | A Paul Koches | 1661 Worthington Road Suite 100 West Palm Beach FL 33409 | Evp, Gc And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-28 | 155,000 | $4.82 | 157,105 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-28 | 38,750 | $4.82 | 195,855 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-28 | 6,250 | $4.82 | 202,105 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-28 | 200,000 | $33.75 | 2,105 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2012-11-28 | 38,750 | $0.00 | 38,750 | $4.82 |
| Common Stock | Stock Options | Disposition | 2012-11-28 | 155,000 | $0.00 | 155,000 | $4.82 |
| Common Stock | Stock Options | Disposition | 2012-11-28 | 6,250 | $0.00 | 6,250 | $4.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-07-14 | 2018-07-14 | No | 4 | M | Direct |
| 0 | 2012-08-10 | 2018-07-14 | No | 4 | M | Direct |
| 32,500 | 2012-10-27 | 2018-07-14 | No | 4 | M | Direct |
Footnotes
- Exercise of options granted 07/14/2008 pursuant to S-8 Registration
Billionaire Hedge Funds
