Filing Details
- Accession Number:
- 0000932440-12-000266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 16:15:53
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 16:15:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173204 | Cinedigm Digital Cinema Corp. | CIDM | Services-Business Services, Nec (7389) | 223720962 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1079310 | Adam Mizel | 55 Madison Avenue Suite 300 Morristown NJ 07960 | Coo And Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2012-11-28 | 213,187 | $0.00 | 507,987 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2012-11-28 | 37,721 | $1.58 | 545,708 | No | 4 | P | Direct | |
| Class A Common Stock | Disposition | 2012-11-28 | 1,280,340 | $0.00 | 37,721 | No | 4 | J | Indirect | See footnote |
| Class A Common Stock | Disposition | 2012-11-28 | 37,721 | $1.58 | 0 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | P | Direct | |
| No | 4 | J | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | $1.37 | 2012-08-11 | 2015-08-11 | 450,000 | 450,000 | Direct |
| Class A Common Stock | Stock Option (right to buy) | $1.49 | 2012-08-17 | 2021-08-16 | 375,000 | 375,000 | Direct |
| Class A Common Stock | Stock Option (right to buy) | $3.00 | 2012-08-17 | 2021-08-16 | 125,000 | 125,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-08-11 | 450,000 | 450,000 | Direct |
| 2021-08-16 | 375,000 | 375,000 | Direct |
| 2021-08-16 | 125,000 | 125,000 | Direct |
Footnotes
- Securities are held by Aquifer Opportunity Fund, L.P. ("Aquifer Fund"), of which Aquifer GP, LP is a general partner. The Reporting Person is the managing member of the general partner and disclaims beneficial ownership of such securities.
- On November 28, 2012, Aquifer Fund (a) distributed to its partners an aggregate of 1,280,340 shares, including 213,187 to the Reporting Person, and (b) sold 37,721 shares to the Reporting Person.
- One-fourth of the options vest on August 17 of each of 2012, 2013, 2014 and 2015.
Billionaire Hedge Funds
