Filing Details

Accession Number:
0001261970-12-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-30 16:05:06
Reporting Period:
2012-11-28
Filing Date:
2012-11-30
Accepted Time:
2012-11-30 16:05:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052054 Evolving Systems Inc EVOL Services-Computer Programming Services (7371) 841010843
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194024 S David Oros C/o Evolving Systems, Inc.
9777 Pyramid Ct., Suite 100
Englewood CO 80112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-28 3,500 $3.92 165,108 No 4 M Direct
Common Stock Acquisiton 2012-11-28 3,500 $3.48 168,608 No 4 M Direct
Common Stock Acquisiton 2012-11-28 3,150 $4.11 171,758 No 4 M Direct
Common Stock Acquisiton 2012-11-28 875 $5.45 172,633 No 4 M Direct
Common Stock Disposition 2012-11-28 7,688 $6.51 164,945 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock NQ Stock Option (right to buy) Disposition 2012-11-28 3,500 $0.00 3,500 $3.92
Common Stock NQ Stock Option (right to buy) Disposition 2012-11-28 3,500 $0.00 3,500 $3.48
Common Stock NQ Stock Option (right to buy) Disposition 2012-11-28 3,150 $0.00 3,150 $4.11
Common Stock NQ Stock Option (right to buy) Disposition 2012-11-28 875 $0.00 875 $5.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-09-23 2020-06-22 No 4 M Direct
0 2011-09-17 2021-06-16 No 4 M Direct
1,050 2012-04-06 2022-01-05 No 4 M Direct
2,625 2012-09-20 2022-06-19 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.48 to $6.53, inclusive. The reporting person undertakes to provide to Evolving Systems, any security holder of Evolving Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Exercise prices for outstanding options granted from the Amended and Restated 2007 Stock Incentive Plan were adjusted due to the Special Dividends paid on January 3, 2012 and May 29, 2012, per Nasdaq regulations.
  3. Options are granted without payment of consideration.