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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1477246	S&W Seed Co	SANW	Agricultural Production-Crops (100)	271275784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1488713	S Mark Grewal	P.o. Box 235 Five Points CA 93624	Presdient And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-11-28	900	$7.42	42,400	No	4	P	Direct
Common Stock	Acquisiton	2012-11-28	100	$7.35	42,500	No	4	P	Direct
Common Stock	Acquisiton	2012-11-29	1,000	$7.40	43,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Class A Warrants (right to buy)	Disposition	2012-11-28	1,000	$0.00	1,000	$7.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-06-04	2015-05-03	No	4	S	Direct

Footnotes

The Class A Warrants were a component of the units sold in the Issuer's initial public offering in May 2010. Each unit consisted of two shares of Common Stock, one Class A Warrant and one Class B Warrant. The Reporting Person purchased 2,000 units in the open market at a purchase price of $10.096 per unit. The Class A Warrants did not have a separate purchase price inasmuch as they had not yet begun trading as a separate security on the date of Reporting Person's purchase.