Filing Details

Accession Number:
0001181431-12-061134
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-29 17:28:38
Reporting Period:
2012-11-27
Filing Date:
2012-11-29
Accepted Time:
2012-11-29 17:28:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1408278 Synacor Inc. SYNC Services-Computer Programming, Data Processing, Etc. (7370) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008463 Bu Lip Tan One California Street 28Th Floor
San Francisco CA 94111
No No Yes No
1050191 Pacven Walden Ventures Iv, L.p. One California Street
28Th Floor
San Francisco CA 94111
No No Yes No
1134344 Walden Edb Partners Ii Lp One California Street
28Th Floor
San Francisco CA 94111
No No Yes No
1290076 Pacven Walden Management Co. Ltd. One California Street
28Th Floor
San Francisco CA 94111
Yes No Yes No
1293768 Andrew Kau C/O Walden International
361 Lytton Avenue, 2Nd Floor
Palo Alto CA 94301
Yes No No No
1339187 Pacven Walden Management Ii, L.p. One California Street
28Th Floor
San Francisco CA 94111
No No Yes No
1339191 Pacven Walden Ventures Iv Associates Fund, L.p. One California Street
28Th Floor
San Francisco CA 94111
No No Yes No
1417249 Wiig Management Co. Ltd. One California Street, 28Th Floor
San Francisco CA 94111
No No Yes No
1417250 Wiig-Tdf Partners Llc One California Street
28Th Floor
San Francisco CA 94111
No No Yes No
1541595 Walden Management, Llc One California Street
28Th Floor
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-27 50,000 $5.57 3,951,420 No 4 S Indirect See footnote
Common Stock Disposition 2012-11-28 62,841 $5.94 3,888,579 No 4 S Indirect See footnote
Common Stock Disposition 2012-11-28 13,441 $5.83 3,875,138 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. The shares sold were owned directly by WIIG-TDF Partners LLC ("WIIG-TDF").
  2. Pacven Walden Management Co., Ltd. ("Pacven Walden Management"), the Designated Filer, is (i) the general partner of Pacven Walden Management II, L.P., which is the general partner of Pacven Walden Ventures IV Associates Fund L.P. ("Pacven IV Associates Fund") and Pacven Walden Ventures IV, L.P. ("Pacven IV") and (ii) the manager of Walden Management, LLC, which is the manager of Walden EDB Partners II, L.P. ("EDB II"). Lip-Bu Tan is the sole director of Pacven Walden Management and shares voting and investment power with respect to the shares held by EDB II with Andrew Kau and shares voting and investment power with respect to the shares held by Pacven IV Associates Fund and Pacven IV with the other members of the Investment Committee of Pacven Walden Management. The members of such Investment Committee are Lip-Bu Tan, Andrew Kau, Hock Voon Loo and Brian Chiang. Each such person disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest.
  3. The manager of WIIG-TDF is WIIG Management Co. Ltd. Lip-Bu Tan is the sole director of WIIG Management Co. Ltd and shares investment and voting power with respect to the shares held by WIIG-TDF with Andrew Kau. Each reporting person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.46 to $5.67, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. 70,846 of the shares are directly owned by Pacven IV Associates Fund, 3,804,292 of the shares are directly owned by Pacven IV, 13,441 of the shares are directly owned by WIIG-TDF and 62,841 of the shares are directly owned by EDB II.
  6. The shares sold were owned directly by EDB II.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.82 to $6.01, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  8. 70,846 of the shares are directly owned by Pacven IV Associates Fund, 3,804,292 of the shares are directly owned by Pacven IV and 13,441 of the shares are directly owned by WIIG-TDF.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.74 to $5.92, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  10. 70,846 of the shares are directly owned by Pacven IV Associates Fund and 3,804,292 of the shares are directly owned by Pacven IV.