Filing Details

Accession Number:
0001209191-12-054948
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-29 16:33:24
Reporting Period:
2012-05-14
Filing Date:
2012-11-29
Accepted Time:
2012-11-29 16:33:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887151 Capstone Therapeutics Corp. CAPS Pharmaceutical Preparations (2834) 860585310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
949119 Iii I Lloyd Miller 222 Lakeview Avenue
Suite 160-365
West Palm Beach FL 33401
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-29 25,754 $0.15 3,655,903 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-08-30 74,082 $0.15 3,729,985 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-09-05 104 $0.14 3,730,089 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-09-06 2,500 $0.14 3,732,589 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-09-07 15,014 $0.14 3,747,603 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-09-10 9 $0.14 3,747,612 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-09-12 4,656 $0.14 3,752,268 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-09-13 5,000 $0.14 3,757,268 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-10-03 34,700 $0.13 3,791,968 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-10-15 95,000 $0.14 3,886,968 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-10-19 25,000 $0.14 3,911,968 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-11-21 107,500 $0.14 4,019,468 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-11-23 1,000 $0.14 4,020,468 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-11-26 100,000 $0.14 4,120,468 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2012-06-04 1,200 $0.17 1,200 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-05 1,000 $0.17 2,200 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-06 89,799 $0.17 91,999 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-07 72,000 $0.15 163,999 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-08 10,476 $0.15 174,475 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-11 12,127 $0.15 186,602 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-12 5,397 $0.15 191,999 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-18 5,500 $0.16 197,499 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-19 5,000 $0.16 202,499 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-21 500 $0.16 202,999 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-22 11,002 $0.16 214,001 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-25 18,750 $0.16 232,751 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-27 19,747 $0.16 252,498 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-06-29 21,745 $0.16 274,243 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-07-02 3,960 $0.16 278,203 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2012-07-03 23,750 $0.16 301,953 No 4 P Indirect By Milfam II L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Milfam II L.P.
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.